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Securities law professor: It’s time for Uniswap to ‘prepare for war’

Policy • April 12, 2024 4:57 PM EDT

Posted 1 minute ago In ~

Episode 19 of The Scoop Season 6 was recorded as follows: The Block’s Frank Chaparro, Associate Professor of Law, George Mason Law School, and former Advisor to JW Verret of the U.S. Securities and Exchange Commission.

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Professor JW Verret teaches corporate and securities law and financial accounting at George Mason Law School.

In this episode of The Scoop, Verret discusses potential legal issues. that Uniswap UNI

-13.39%
could face charges from the Securities and Exchange Commission, highlighting the similarities between the Coinbase incident and possible claims against Uniswap.

Verret said the charges the SEC plans to bring against Uniswap could include operating an unlicensed broker-dealer, operating an unregistered exchange, and/or selling unregistered securities.


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About the author

Davis Quinton is the Director of Podcasts at The Block and has a flagship podcast called The Scoop, hosted by Frank Chaparro. Since joining The Block as an ‘intern’ in early 2022, he has worked closely with leaders across multiple departments to translate The Block’s written content into engaging multimedia formats. He is a graduate of the Department of Social Studies & Public Policy at New York University, Abu Dhabi, and is based in Sydney, Australia.

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